Using Technology to Create a Culture of Trading Compliance
PANEL DISCUSSION:
- Developing a mix of trading technologies (CTRM, Trade Surveillance, Machine Learning, RPA) to ensure regulatory compliance?
- How do these technologies fit into an ESG strategy in regard to corporate governance?
PANEL:
- Moderator: Jamila Piracci, Managing Director, Patomak Global Partners
- Matthew Moore, Associate Director, Risk Surveillance, Macquarie Group
- Eric Osborn, Manager Monitoring Surveillance Americas Compliance Framework and Oversight, Shell Trading and Supply
- Gordon Allott, President and CEO, Broadpeak Partners
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Identifying Core Requirements When Selecting a Technology System
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